Registration and Membership. The Commodity Exchange Act (CEA) requires certain firms and individuals that conduct business in the derivatives industry to register with the CFTC. CFTC regulations also require, with few exceptions, CFTC registered firms to be NFA Members. The CFTC has delegated registration responsibility to NFA.

10 Feb 2012 The Commodity Futures Trading Commission (CFTC) announced on February 9 the adoption of final rules that significantly curtail the ability of  20 Aug 2018 CFTC Regulatory Authority Over Cryptocurrencies The U.S. Commodity and Futures Trading Commission (CFTC) seems to be exercising its  15 Nov 2014 The Commodity Futures Trading Commission (CFTC), once easily lost in the publish a notice of proposed rulemaking in the Federal Register,  Futures Commission Merchants (FCMs) Introducing Brokers (IBs) Commodity Pool Operators (CPOs) Commodity Trading Advisors (CTAs) Floor Brokers (FBs) Agricultural Trade Option Merchants (ATOMs) Intermediaries are generally required to register with the CFTC. Associated Persons (APs) also must register and their principals must be listed. This computer system is a United States Government information system operated by the Commodity Futures Trading Commission ("CFTC"). This system is to be used only for authorized purposes by individuals who have been granted access rights by the CFTC. The laws authorizing CFTC’s activities and the regulations issued by CFTC to carry out those activities, as well as related rulemaking, enforcement, and adjudicatory references. Public Comments Comments submitted to the Commission are available online for public review. The Commodity Exchange Act requires certain firms and individuals to be registered with the CFTC.  Registration and examination of intermediaries is conducted on behalf of the CFTC by the National Futures Association (NFA) under the supervision of the CFTC.

Commodity Trading Advisor (CTA) Registration. A commodity trading advisor (CTA) is an individual or organization that, for compensation or profit, advises others, directly or indirectly, as to the value of or the advisability of trading futures contracts, options on futures, retail off-exchange forex contracts or swaps.

The Commodity Futures Trading Commission (CFTC), the federal regulatory ( futures commission merchants), about 38,000 commission-registered futures  The Commodity Futures Trading Commission, or the CFTC, is an independent agency in the US federal goverment. Click here to learn more about the CFTC  20 Mar 2019 On 6 March 2019 the Commodity Futures Trading Commission Division of not registered with, or required to be registered with, the CFTC that  Commodity Futures Trading Commission USA. Add to myFT US judge slams CFTC over market manipulation settlement US to set caps on commodities speculators The EU and US should drop duplicative registration requirements. Covington's Commodity Futures Trading Commission (CFTC) lawyers have been at the forefront of the regulatory evolution underway while serving at the CFTC  In July 2019, the Commodity Futures Trading Commission (CFTC) and the Hard Brexit: An Impact Assessment for US Entities Registered with the CFTC.

A commodity futures option gives the purchaser the right to buy or sell a particular futures contract at a future date for a particular price With limited exceptions, commodity futures and options must be traded through an exchange by persons and firms who are registered with the CFTC

In recent years, the CFTC has also done more in terms of forex regulations. Regulated forex brokers now have bigger hurdles to clear. And despite registration  The Commodity Futures Trading Commission (CFTC) is the government entity CFTC Regulation 4.13 offers an exemption from CPO registration for operators 

12 Oct 2018 CFTC Streamlines Regulations for Commodity Pool Operators and On Oct. 9, 2018, the Commodity Futures Trading Commission (CFTC) unanimously commodity pools to claim an exemption from CPO registration and 

Covington's Commodity Futures Trading Commission (CFTC) lawyers have been at the forefront of the regulatory evolution underway while serving at the CFTC  In July 2019, the Commodity Futures Trading Commission (CFTC) and the Hard Brexit: An Impact Assessment for US Entities Registered with the CFTC. 12 Feb 2016 U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Letter No. Specifically, the Requestors asked for relief from the registration  17 Aug 2018 The Commodity Futures Trading Commission (CFTC) approved NFA Interpretive Notice 9073 – Disclosure Requirements for NFA Members 

15 Nov 2014 The Commodity Futures Trading Commission (CFTC), once easily lost in the publish a notice of proposed rulemaking in the Federal Register, 

The laws authorizing CFTC’s activities and the regulations issued by CFTC to carry out those activities, as well as related rulemaking, enforcement, and adjudicatory references. Public Comments Comments submitted to the Commission are available online for public review. The Commodity Exchange Act requires certain firms and individuals to be registered with the CFTC.  Registration and examination of intermediaries is conducted on behalf of the CFTC by the National Futures Association (NFA) under the supervision of the CFTC. The Division of Swap Dealer and Intermediary Oversight (DSIO) primarily oversees derivatives market intermediaries, including commodity pool operators, commodity trading advisors, futures commission merchants, introducing brokers, major swap participants, retail foreign exchange dealers, and swap dealers, as well as designated self-regulatory CFTC Charges Foreign Trading Platform for Failing to Register with the CFTC Washington, DC – The U.S. Commodity Futures Trading Commission today issued an order filing and settling charges against Switzerland-based XBT Corp. SARL d/b/a First Global Credit (FGC) for its failure to register with the Commission as a futures commission merchant (FCM).

19 Jul 2019 The U.S. Commodity Futures Trading Commission is investigating crypto The months-long CFTC probe is focused on whether BitMEX broke rules by allowing Americans to trade on the platform, which isn't registered with  29 Sep 2017 The Commodity Futures Trading Commission (CFTC), created in 1974, count toward registration requirements, position limits, large trader  10 Feb 2012 The Commodity Futures Trading Commission (CFTC) announced on February 9 the adoption of final rules that significantly curtail the ability of  20 Aug 2018 CFTC Regulatory Authority Over Cryptocurrencies The U.S. Commodity and Futures Trading Commission (CFTC) seems to be exercising its  15 Nov 2014 The Commodity Futures Trading Commission (CFTC), once easily lost in the publish a notice of proposed rulemaking in the Federal Register,